Options broker

Results: 182



#Item
91Finance / Securities Exchange Act / Exchange-traded fund / Broker-dealer / Market maker / American Stock Exchange / Financial economics / Financial markets / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA); Rel. No

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Source URL: www.sec.gov

Language: English - Date: 2005-11-15 11:12:39
92Financial system / Financial services / United States securities law / Broker-dealer / Fixed income market / Securities Exchange Act / Short / Securities market / Market maker / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]January 3, 2013 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2013-01-04 14:31:54
93Financial system / Financial markets / Stock market / Chicago Board Options Exchange / Regulation NMS / Broker-dealer / Securities Exchange Act / Order / Financial economics / United States Securities and Exchange Commission / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 4, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change to

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Source URL: www.sec.gov

Language: English - Date: 2013-01-06 15:33:58
94Finance / Order / Boston Options Exchange / Broker-dealer / Market maker / Chicago Stock Exchange / Financial markets / Financial economics / Investment

SR-BX[removed]Page 18 of 19 EXHIBIT 5 New language

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Source URL: www.sec.gov

Language: English - Date: 2011-10-03 10:28:53
95Financial system / Chicago Board Options Exchange / Stock market / United States Securities and Exchange Commission / Order / Floor broker / Broker-dealer / Securities Exchange Act / Financial economics / Financial markets / Investment

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-11-13 10:55:44
96Stock market / Finance / Chicago Board Options Exchange / Order / Best execution / Futures contract / Option / National best bid and offer / Floor broker / Financial economics / Financial markets / Investment

Notice of Filing of a Proposed Rule Change Relating to the SizeQuote Mechanism; Rel. No[removed], File No. SR-CBOE[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-08 12:17:16
97Financial markets / Investment / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Chicago Board Options Exchange / Floor broker / Order / U.S. Securities and Exchange Commission / Financial economics / Stock market / United States securities law

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Designated Primary Market Makers During the Implementation of the PAR Official Program; Rel. No[removed], File No. SR-CBOE-

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Source URL: www.sec.gov

Language: English - Date: 2005-12-06 18:26:43
98Investment / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Exchange-traded fund / U.S. Securities and Exchange Commission / Broker-dealer / Market maker / Financial economics / Financial markets / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM); Rel. No[removed], File No. SR-Ame

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Source URL: www.sec.gov

Language: English - Date: 2005-10-17 18:16:26
99Real estate economics / Mortgage loan / Warranty / Real estate broker / Economics / Business / Real estate / Owner-occupier / Renting

Evaluating Your Housing Options There’s no doubt, an incredibly positive view of this province’s financial future is in almost everyone’s mind these days, particularly in view of new and exciting oil developments o

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Source URL: www.ccsnl.ca

Language: English - Date: 2013-04-24 23:15:22
100Finance / Stock market / United States Securities and Exchange Commission / Order / Securities Exchange Act / Short / Futures contract / Floor broker / Options Price Reporting Authority / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]August 12, 2004 Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1,

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Source URL: www.sec.gov

Language: English - Date: 2004-08-12 16:40:54
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